| 15-00235 | 10/24/2016 | Claimant(s): Estate of Daniel Drummond
Claimant Lawyers(s): Andrew D. Gowdown
Respondent(s): Charles James, Wells Fargo Advisors
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Robert A. Dean, Dana Tait Sandlin, Richard James Igou
Hearing Site: Columbia, SC
|  | $5,988 |
| 15-01842 | 08/02/2016 | Claimant(s): Andrew Wilkinson
Claimant Lawyers(s): Randall C. Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard H. Potter, Kenneth Hoffner, Dana Tait Sandlin
Hearing Site: Charlotte, NC
| | $98,750 |
| 15-01513 | 07/25/2016 | Claimant(s): Dean Garritson, Julia Garritson
Claimant Lawyers(s): Gail E Boliver
Respondent(s): Eric Cobb, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale, David N. Jonson
Arbitrator(s): Langfred W. White, Walter J. Wylie, Dana Tait Sandlin
Hearing Site: Columbia, SC
| | $0 |
| 14-02480 | 08/06/2015 | Claimant(s): Fred Anthony
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Dana R. Krajack, Dana Tait Sandlin, Celeste A. Beron
Hearing Site: Columbia, SC
| | Dismissed by Rule 12206 |
| 13-01595 | 03/27/2015 | Claimant(s): Fred Hager, Pat Hager
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, Anthony Faustini, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner
Respondent Lawyers(s): Michael G. Shannon, Trae D. Meyr
Arbitrator(s): Sarah G. Anderson, John D. Mattingly, Dana Tait Sandlin
Hearing Site: Columbia, SC
| | Expungement |
