| 23-03477 | 09/05/2024 | Claimant(s): Charles Sonnenblick, Mark Sonnenblick
Claimant Lawyers(s): Thomas Perry
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 23-03373 | 08/22/2024 | Claimant(s): Vincent Gramuglia
Claimant Lawyers(s): Vincent Gramuglia
Respondent(s): Stephen Kyne, Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Kenneth Dymond
Hearing Site: Albany, NY
|  | $0 |
| 20-03395 | 04/30/2021 | Claimant(s): Jude DiGidio, Kevin Blondina
Claimant Lawyers(s): Thomas Perry
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
| | |
| 19-03321 | 01/25/2021 | Claimant(s): John Holborn
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): David Shapiro, CNL Securities Corp., Cadaret, Grant & Co..
Respondent Lawyers(s): David G. Buffa, Jonathan E. Green
Arbitrator(s): Tracy L. Allen, Kathleen P. Helbig-Hannan, Gerald Grace
Hearing Site: Buffalo, NY
| | Dismissed by Rule 12206 |
| 20-00570 | 08/25/2020 | Claimant(s): Eugene Long
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
| | |
| 17-00222 | 04/02/2018 | Claimant(s): The Estate of Renee Novack, Philip Novack Residuary Trust UAD 6/4/02, Renee Novack Rev. Trust UAD 6/4/02
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Lee Rosenberg, Steven Hoffman, Cadaret, Grant & Co..
Respondent Lawyers(s): William Zeena
Arbitrator(s): Diane M. Perry, Donald Theodore Ryce, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-01143 | 02/26/2016 | Claimant(s): Karen Bunone
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Gerard Simonelli, Cadaret, Grant & Co..
Respondent Lawyers(s): Samuel E. Cohen, Scott D. Stechman
Arbitrator(s): Eugene G. P. Byrne, Nancy Kramer, Andrew Joseph Donovan
Hearing Site: New York, NY
| | $0 |
| 14-02480 | 08/06/2015 | Claimant(s): Fred Anthony
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Dana R. Krajack, Dana Tait Sandlin, Celeste A. Beron
Hearing Site: Columbia, SC
| | Dismissed by Rule 12206 |
| 06-04422 | 02/24/2009 | Claimant(s): Dennis Mack
Claimant Lawyers(s): Richard L. Burstein
Respondent(s): George McAvoy, Matthew Smith, CP Capital Management, Cadaret, Grant & Co..
Respondent Lawyers(s): James Feathersonhaugh, Jeffrey A. Sellers
Arbitrator(s): David N. Brainin, Stuart M. Schwartz, Sheldon Dinowitz
Hearing Site: Albany, NY
| | |
