| 18-01192 | 09/21/2018 | Claimant(s): Rosemary Hansen
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): LPL Financial LLC, Rey Whitehorn
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
|  | $6,213 |
| 14-02975 | 10/18/2016 | Claimant(s): Richard Epstein
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): David Lerner Associates., David Lerner, Gary Isler
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Michael Fischetti, Robert E. Anderson, Scott M. Pellegrino
Hearing Site: Newark, NJ
| | Expungement |
| 11-03930 | 07/13/2012 | Claimant(s): Deborah A. Lerner and Jerry S. Lerner
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): Lyle Rosenbaum, Sean Young
Respondent Lawyers(s): Lyle Andrew Rosenbaum, Sean Anthony Young
Arbitrator(s): Neil J. Berman
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 09-03315 | 01/21/2010 | Claimant(s): Sandra Vincent
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): Richard Fishbach, Ferris, Baker Watts, RBC Capital Markets LLC
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Ellen Holland Keller
Hearing Site: Cleveland, OH
| | $0 |
| 06-04422 | 02/24/2009 | Claimant(s): Dennis Mack
Claimant Lawyers(s): Richard L. Burstein
Respondent(s): George McAvoy, Matthew Smith, CP Capital Management, Cadaret, Grant & Co..
Respondent Lawyers(s): James Feathersonhaugh, Jeffrey A. Sellers
Arbitrator(s): David N. Brainin, Stuart M. Schwartz, Sheldon Dinowitz
Hearing Site: Albany, NY
| | |
| 07-02262 | 12/03/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Mark Adam
Respondent Lawyers(s): Jeffrey A. Sellers
Arbitrator(s): Anthony Vitanza, Gust D. Servis, Frederick N.C. Jerauld
Hearing Site: Buffalo, NY
| | |
