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FINRA Awards for Neil J. Berman

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0393007/13/2012Claimant(s): Deborah A. Lerner and Jerry S. Lerner
Claimant Lawyers(s): Jeffrey A. Sellers
Respondent(s): Lyle Rosenbaum, Sean Young
Respondent Lawyers(s): Lyle Andrew Rosenbaum, Sean Anthony Young
Arbitrator(s): Neil J. Berman
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
09-0062512/11/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Guillermo Forero
Respondent Lawyers(s): Guillermo Forero
Arbitrator(s): Neil J. Berman
Hearing Site: Ft. Lauderdale, FL

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