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FINRA Awards for Anthony Vitanza

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0246812/01/2010Claimant(s): David Russell
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Anthony Vitanza, Jacqueline W. Marshall, Ronald Ripstein
Hearing Site: Buffalo, NY
08-0214504/23/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Frank Kim
Respondent Lawyers(s): Michael A. Smeader
Arbitrator(s): Anthony Vitanza, Randolph Guggenheimer, Alan Kenneth Scheff
Hearing Site: Buffalo, NY
07-0226212/03/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Mark Adam
Respondent Lawyers(s): Jeffrey A. Sellers
Arbitrator(s): Anthony Vitanza, Gust D. Servis, Frederick N.C. Jerauld
Hearing Site: Buffalo, NY

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