Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-02145 | 04/23/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Frank Kim Respondent Lawyers(s): Michael A. Smeader Arbitrator(s): Anthony Vitanza, Randolph Guggenheimer, Alan Kenneth Scheff Hearing Site: Buffalo, NY | ||
| 04-05795 | 02/22/2008 | Claimant(s): Vincent Bellino Claimant Lawyers(s): Vincent Bellino Respondent(s): Wachovia Securities, Frank Kim, John Compton, Patrick Kim Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): Cornelius C. Clancy, Bernard Herman, Irene C. Warshauer Hearing Site: Newark, NJ |  | Stipulated Award and Expungement |