Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03074 | 05/10/2021 | Claimant(s): Ryan Brault Claimant Lawyers(s): Gregory B. Simon Respondent(s): Edward Jones Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 20-01933 | 03/12/2021 | Claimant(s): Brian Moon Claimant Lawyers(s): Gregory B. Simon Respondent(s): SCF Securities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-01789 | 01/14/2021 | Claimant(s): Kyle Stone Claimant Lawyers(s): Gregory B. Simon Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | ||
| 19-01922 | 04/17/2020 | Claimant(s): Benjamin Lanphar Claimant Lawyers(s): Gregory B. Simon Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): David William Hickman Hearing Site: Portland, OR | ||
| 19-01189 | 01/13/2020 | Claimant(s): Jorge Blanco Claimant Lawyers(s): Gregory B. Simon Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 14-03506 | 06/27/2017 | Claimant(s): Barbara Dean Claimant Lawyers(s): Richard B. Fosher Respondent(s): Morgan Stanley Respondent Lawyers(s): Gregory B. Simon Arbitrator(s): Leah A. Murray, Michael L. Lyons, A.J. Seier Hearing Site: St. Louis, MO |  | $0 |
| 15-00681 | 11/01/2016 | Claimant(s): The Last Will & Testament of R.Gaffney Claimant Lawyers(s): Nicholas P Iavarone Respondent(s): Morgan Stanley, Richard Colbert Respondent Lawyers(s): Gregory B. Simon Arbitrator(s): Susan L. Walker, Shelby Webb, Walter Patrick Giblin Hearing Site: Chicago, IL | | $0 |
| 16-01611 | 10/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Gregory B. Simon Respondent(s): Jared Kennedy Respondent Lawyers(s): Jared Daniel Kennedy Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 16-01122 | 10/07/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Gregory B. Simon Respondent(s): Douglas Galloway Respondent Lawyers(s): Douglas John Galloway Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 15-02437 | 09/15/2016 | Claimant(s): Roger Quick, Roger A. Quick Irrevocable Trust Claimant Lawyers(s): Brian C. Haussmann Respondent(s): Morgan Stanley, Stuart Zimmerman Respondent Lawyers(s): Gregory B. Simon Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL | | $0 |