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FINRA Awards for Annie Zaffuto

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0178901/14/2021Claimant(s): Kyle Stone
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
20-0137112/31/2020Claimant(s): Ian James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): C. Sumpter Logan
Hearing Site: New Orleans, LA
20-0125411/05/2020Claimant(s): Heikki von Hellens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
20-0098810/30/2020Claimant(s): Gregory Smith
Claimant Lawyers(s): Elaine Rice
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): Suzanne E. Reynolds-Brady, Maurice M. Feller, Mitchel Weiss
Hearing Site: Jacksonville, FL
19-0174101/15/2020Claimant(s): Natalie Brinkman
Claimant Lawyers(s): Elizabeth P. Ridley
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): Susan L. Walker
Hearing Site: Minneapolis, MN

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