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FINRA Awards for Ian James

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0162512/13/2021Claimant(s): Ian James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA
20-0137112/31/2020Claimant(s): Ian James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): C. Sumpter Logan
Hearing Site: New Orleans, LA
12-0352402/03/2014Claimant(s): Ian James
Claimant Lawyers(s): Randall C. Place
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Donald K. Eckhardt, James Francis Donovan, Richard Devlin Roussel
Hearing Site: New Orleans, LA

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