| 18-03143 | 02/18/2020 | Claimant(s): Dhavid Cooper, Guy Hodgson, Custodian for Dylan Hodgson, Custodian for Hunter Hodgson, Custodian for Matthew Hodgson
Claimant Lawyers(s): Leon H. Horne
Respondent(s): John Durig, Durig Capital Inc.
Respondent Lawyers(s): Justin C. Sawyer
Arbitrator(s): Donald K. Eckhardt, Jacqueline R. Fox, Jeffrey Bruce Bock
Hearing Site: Houston, TX
|  | $0 |
| 15-02136 | 11/20/2017 | Claimant(s): Trust No. 911 A/KA Banco Invex S.A
Claimant Lawyers(s): Brian Levin
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Mary Ann Tunick, Donald K. Eckhardt, Robert Alan Meyer
Hearing Site: Houston, TX
| | Expungement |
| 17-00068 | 11/07/2017 | Claimant(s): Christopher Haydon, Joan Haydon
Claimant Lawyers(s): David Miller
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Martin Schexnayder
Arbitrator(s): Donald K. Eckhardt, Pamela Marcell Carroll, James A. Crouch
Hearing Site: Houston, TX
| | $280,751 |
| 14-00987 | 11/16/2015 | Claimant(s): Alice Saffell, Cynthia Peterson
Claimant Lawyers(s): Alice Saffell, Cynthia A. Peterson
Respondent(s): Jack Kusch, Madison Avenue Securities.
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Donald K. Eckhardt, Brian James Tagtmeier, Elena DiIorio
Hearing Site: Houston, TX
| | $15,000 |
| 13-00965 | 09/11/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Victor Walker
Respondent Lawyers(s): Marcellous S. McZeal
Arbitrator(s): Bernard D. Hammer, Donald K. Eckhardt, Christine L. Stetson
Hearing Site: Houston, TX
| | |
| 12-02329 | 11/21/2014 | Claimant(s): Byrde Haspel, Byrde Berenson Haspel Life Ins. TR # 1
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): Morgan Stanley, Stephen Loeb
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Arthur W. Pigott, Donald K. Eckhardt, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | Expungement |
| 12-03524 | 02/03/2014 | Claimant(s): Ian James
Claimant Lawyers(s): Randall C. Place
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Donald K. Eckhardt, James Francis Donovan, Richard Devlin Roussel
Hearing Site: New Orleans, LA
| | |
| 12-01755 | 01/30/2014 | Claimant(s): James Robertson
Claimant Lawyers(s): Mike Aduddell
Respondent(s): James Fulp, Jamie Kosharek, John Houston, Leslie Reese, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan, Michael Y. Lin
Arbitrator(s): Donald K. Eckhardt, Robert Dan Sherrill, Joseph Anthony Slechta
Hearing Site: Houston, TX
| | |
| 11-04666 | 10/03/2013 | Claimant(s): Phyllis Worthen
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Edward Jones
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): R. Lee Britton Jr., Donald K. Eckhardt, Oren L. Connaway
Hearing Site: Houston, TX
| | $0 |
| 11-02375 | 02/20/2013 | Claimant(s): Dorothy Miller, Sam Miller, Dorothy J. Miller IRA, Dr. Sam S. Miller IRA, Ms. Dorothy J. and Dr. Sam S. Miller, Dr. Sam S. Miller Trust, Ms. Dorothy J. Miller Trust
Claimant Lawyers(s): Sylvan S. Lang
Respondent(s): Edwin Fulkerson, Charles Schwab & Co..
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Robert M. Birenbaum, Donald K. Eckhardt, Larry J. Craddock
Hearing Site: Houston, TX
| | Stipulated Award and Expungement |
