| 16-02759 | 12/28/2018 | Claimant(s): Denise Badgerow
Claimant Lawyers(s): Amanda J. Butler
Respondent(s): Gregory Walters, Ameriprise Financial Services., Ray Trosclair, Thomas Meyer
Respondent Lawyers(s): Claude F. Reynaud, Melissa Raphan, Thomas A. Roberts
Arbitrator(s): James L. Warren, Mario Alberto Arteaga, Joseph Michael Prisco
Hearing Site: New Orleans, LA
| | |
| 12-02329 | 11/21/2014 | Claimant(s): Byrde Haspel, Byrde Berenson Haspel Life Ins. TR # 1
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): Morgan Stanley, Stephen Loeb
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Arthur W. Pigott, Donald K. Eckhardt, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
|  | Expungement |
| 13-01692 | 11/03/2014 | Claimant(s): Anita Carter, Bruce Smith, Charles Gruenwald Jr., Clyde Chisholm, Cynthia Dore, Don Landers, Fred Demarest, Gail Unglesby, George Forbes, Jason Graham, Jean Mayhall, Jerry Burris, Jessie Romig, John Wade, Jon Goeckel, Joseph Becker, Lynn Philippe, Mallory D'Amore, Mamie Baumann, Martha Witmer, et al
Claimant Lawyers(s): Chuck Gordon, Crystal Burkhalter, John Grinton, Phillip Preis
Respondent(s): Pershing LLC
Respondent Lawyers(s): Elizabeth F. Edwards
Arbitrator(s): Michele N. O'Brien, Brian P. Jakes, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | $10,000 |
| 11-02167 | 05/29/2012 | Claimant(s): Cleaver Sanders
Claimant Lawyers(s): Malcom X. Larvadain
Respondent(s): Daniel Nowak, Chase Investment Services Corp.
Respondent Lawyers(s): Vicki M. Crochet
Arbitrator(s): Michael T. Nobile, Michele N. O'Brien, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | |
| 09-05246 | 01/11/2011 | Claimant(s): FTB, GC&KB Investments.
Claimant Lawyers(s): Stephen D. Marx
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas A. Roberts
Arbitrator(s): Robert H. Putnam, Frederick S. Duncan, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | $85,507 |
