| 12-01440 | 06/09/2014 | Claimant(s): Paul Westervelt, Tyler Kerrigan
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): George Ball, William Sprague, Sanders Morris Harris Inc.
Respondent Lawyers(s): Jack D. Ballard, James Fornari
Arbitrator(s): Michael T. Nobile, Richard F. Dole, Allen M. Kerpan
Hearing Site: New Orleans, LA
| | |
| 11-02167 | 05/29/2012 | Claimant(s): Cleaver Sanders
Claimant Lawyers(s): Malcom X. Larvadain
Respondent(s): Daniel Nowak, Chase Investment Services Corp.
Respondent Lawyers(s): Vicki M. Crochet
Arbitrator(s): Michael T. Nobile, Michele N. O'Brien, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | |
| 08-00499 | 06/01/2010 | Claimant(s): Elizabeth Fowler
Claimant Lawyers(s): Kirk Reasonover
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Leonard E. Benade, Michael T. Nobile, Howard R. Gaines
Hearing Site: New Orleans, LA
|  | $70,000 |
| 09-04067 | 03/02/2010 | Claimant(s): Cleveland Foret, Joan Foret
Claimant Lawyers(s): James F. Willeford
Respondent(s): Legg Mason Wood Walker, Sterne, Agee & Leach.
Respondent Lawyers(s): Jason W. Gaarder, Meredith Jowers Lees
Arbitrator(s): Robert H. Putnam, Michael T. Nobile, William Gilbert Faulk
Hearing Site: New Orleans, LA
| | Dismissed by Rule 12206 |
| 08-02990 | 11/12/2009 | Claimant(s): George Kostuch
Claimant Lawyers(s): Lee Bowie
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Michael T. Nobile, Donald Milo Helton, Charles H. Peterson
Hearing Site: New Orleans, LA
| | $0 |
