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FINRA Awards for James Kelsoe

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0490205/13/2010Claimant(s): Mary Davis
Claimant Lawyers(s): Lee Bowie
Respondent(s): Alan Ferguson, James Kelsoe, Lynn Shaw, Morgan Keegan & Company.
Respondent Lawyers(s): Suzanne H. Bertolett
Arbitrator(s): Donald K. Eckhardt, Dale A. Hearn, Robert M. Lubin
Hearing Site: Jackson, MS
Checkmark Icon$196,958
08-0298503/19/2010Claimant(s): David Goldberg & Rosalind Goldberg
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Cinnamon V. Davis
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY
Checkmark Icon$0
08-0347203/09/2010Claimant(s): Paul Gauthier, Sharon Gauthier
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Robert M. Brennan
Arbitrator(s): Elizabeth K. Norsworthy, Samuel H. Chorches, Peter Svorinic
Hearing Site: Manchester, NH
Checkmark Icon$0
08-0246401/28/2010Claimant(s): Katy Bekiarides
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Robert M. Brennan
Arbitrator(s): Craig Scott Bartlett, Ronald Citron, Maurice J. Frank
Hearing Site: Newark, NJ
Checkmark Icon$0
08-0315011/25/2009Claimant(s): Steven Cohen and Marsha Cohen
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Jr., Morgan Keegan & Company.
Respondent Lawyers(s): Nancy H. Baughan, Patrice R. Walker
Arbitrator(s): Vernon Barnum, Louis M. Parker, Richard W. Pendleton
Hearing Site: Las Vegas, NV
Checkmark Icon$0
08-0299011/12/2009Claimant(s): George Kostuch
Claimant Lawyers(s): Lee Bowie
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Michael T. Nobile, Donald Milo Helton, Charles H. Peterson
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0340909/10/2009Claimant(s): Sherry Seidman
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Cheryl L. Haas-Goldstein, Robert M. Brennan
Arbitrator(s): Joan Connolly Grafstein
Hearing Site: Atlanta, GA
Checkmark Icon$32,370
08-0015708/07/2008Claimant(s): Samuel Short
Claimant Lawyers(s): Samuel P. Short
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Donald Milo Helton
Hearing Site: Birmingham, AL
Checkmark Icon$15,425

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