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FINRA Awards for Robert M. Brennan

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0495602/01/2011Claimant(s): Cecil Wyatt, Nellie Wyatt
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Robert M. Brennan
Arbitrator(s): M. Eileen Dorsey, Lynne M. Gomez, David F. Barrett
Hearing Site: Birmingham, AL
Checkmark Icon$210,375
08-0347203/09/2010Claimant(s): Paul Gauthier, Sharon Gauthier
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Robert M. Brennan
Arbitrator(s): Elizabeth K. Norsworthy, Samuel H. Chorches, Peter Svorinic
Hearing Site: Manchester, NH
Checkmark Icon$0
08-0246401/28/2010Claimant(s): Katy Bekiarides
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Robert M. Brennan
Arbitrator(s): Craig Scott Bartlett, Ronald Citron, Maurice J. Frank
Hearing Site: Newark, NJ
Checkmark Icon$0
08-0340909/10/2009Claimant(s): Sherry Seidman
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Cheryl L. Haas-Goldstein, Robert M. Brennan
Arbitrator(s): Joan Connolly Grafstein
Hearing Site: Atlanta, GA
Checkmark Icon$32,370

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