| 22-02977 | 07/11/2023 | Claimant(s): Linda O'Connor
Claimant Lawyers(s): Linda O'Connor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Ronald Citron, Annamaria Boccia Smith, Edward W. Morris
Hearing Site: New York, NY
|  | Dismissed by Rule 12504 |
| 13-00022 | 08/21/2014 | Claimant(s): Kenneth Williams
Claimant Lawyers(s): Kenneth W. Williams
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey Hedlund
Arbitrator(s): Charles A. Crocco, Ronald Citron, Sylvia Kaminsky
Hearing Site: Newark, NJ
| | |
| 10-05584 | 05/10/2012 | Claimant(s): Louis Najdzin
Claimant Lawyers(s): Peter Nichols
Respondent(s): E*Trade Securities LLC, William Velthaus
Respondent Lawyers(s): John Bersin
Arbitrator(s): Ronald Citron, Alan Shaw, Bernard M. Levine
Hearing Site: Newark, NJ
| | Expungement |
| 10-02737 | 12/14/2011 | Claimant(s): Estate of Dr. Paul Tanner
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Oppenheimer & Co.., Kedrick Sackey
Respondent Lawyers(s): Ellen Sheridan Cona, Irwin Weltz
Arbitrator(s): Ronald Citron, Daniel P. Lund, Martin R. Cramer
Hearing Site: Newark, NJ
| | $0 |
| 08-02464 | 01/28/2010 | Claimant(s): Katy Bekiarides
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Robert M. Brennan
Arbitrator(s): Craig Scott Bartlett, Ronald Citron, Maurice J. Frank
Hearing Site: Newark, NJ
| | $0 |
