13-01494 | 05/13/2016 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Andrea Morgan Greene Respondent(s): Brian Anderson, Thomas Pewitt Respondent Lawyers(s): Richard S. Frankowski Arbitrator(s): Milton C. West, C. Sumpter Logan, James Edward Seale Hearing Site: Birmingham, AL
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12-01361 | 01/02/2014 | Claimant(s): Frank Goldstein Claimant Lawyers(s): Benjamin Lapin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea Morgan Greene Arbitrator(s): Douglas Earl McLaren, Steven Irving Platt, Edward Alexander Jaffe Hearing Site: Baltimore, MD
| | Expungement |
11-04729 | 12/10/2012 | Claimant(s): David Holtzman and Susan Holtzman Claimant Lawyers(s): Benjamin Lapin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Andrea Morgan Greene Arbitrator(s): Edith M. Novack Hearing Site: Newark, NJ
| | Expungement |
08-00499 | 06/01/2010 | Claimant(s): Elizabeth Fowler Claimant Lawyers(s): Kirk Reasonover Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Andrea Morgan Greene Arbitrator(s): Leonard E. Benade, Michael T. Nobile, Howard R. Gaines Hearing Site: New Orleans, LA
| | $70,000 |
08-01662 | 10/16/2009 | Claimant(s): Charles Smith Claimant Lawyers(s): Richard Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Andrea Morgan Greene Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA
| | $0 |
08-01188 | 04/23/2009 | Claimant(s): Ferrell Bush, Shari Ackerman, James E. and Mary Anne Majerik Claimant Lawyers(s): Debra Brewer Hayes Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Andrea Morgan Greene Arbitrator(s): Earle Park Kelley, J. Maxwell Williams, Richard David Schultz Hearing Site: Birmingham, AL
| | $81,469 |