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FINRA Awards for Brian Anderson

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0149506/28/2018Claimant(s): David Holcomb, Ginger Holcomb, Williams Sanders, The Estate of Sam E. Jones III, Ginger
Claimant Lawyers(s): Charles A. McCallum
Respondent(s): Brian Anderson, Anderson Pewitt & Associates., Anderson Pewitt & Associtates. d/b/L Financial Holdings., Weybridge Capital Partners, GP.
Respondent Lawyers(s): Bradley B. Rounsaville, Richard Frankowski
Arbitrator(s): Steven P. Gregory, Constance P. Barr, J. Wesley Romine
Hearing Site: Birmingham, AL
Checkmark IconExpungement
16-0360306/07/2018Claimant(s): Hugh and Amy (Betty) Mitchell
Claimant Lawyers(s): Charles A McCallum
Respondent(s): Brian Anderson, Raymond James Financial Services., Anderson Pewitt & AssociatesL Financial Holdings., Weybridge Capital Partners, GP
Respondent Lawyers(s): Aaron Furniss, Joel M. Everest, Richard Frankowski
Arbitrator(s): Harry G. Mason, J. Wesley Romine, Roslyn Barbee
Hearing Site: Birmingham, AL
Checkmark IconExpungement
13-0149405/13/2016Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Andrea Morgan Greene
Respondent(s): Brian Anderson, Thomas Pewitt
Respondent Lawyers(s): Richard S. Frankowski
Arbitrator(s): Milton C. West, C. Sumpter Logan, James Edward Seale
Hearing Site: Birmingham, AL

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