| 16-00910 | 01/03/2019 | Claimant(s): Valic Financial Advisors., Variable Annuity Life Insurance Company
Claimant Lawyers(s): Matthew I. Pendfield
Respondent(s): Brett Laferrera, Jessica Laferrera
Respondent Lawyers(s): Jessica Laferrera
Arbitrator(s): Steven P. Gregory, Roslyn Barbee, Cynthianther May
Hearing Site: Birmingham, AL
| | |
| 16-03603 | 06/07/2018 | Claimant(s): Hugh and Amy (Betty) Mitchell
Claimant Lawyers(s): Charles A McCallum
Respondent(s): Brian Anderson, Raymond James Financial Services., Anderson Pewitt & AssociatesL Financial Holdings., Weybridge Capital Partners, GP
Respondent Lawyers(s): Aaron Furniss, Joel M. Everest, Richard Frankowski
Arbitrator(s): Harry G. Mason, J. Wesley Romine, Roslyn Barbee
Hearing Site: Birmingham, AL
|  | Expungement |
| 15-01834 | 03/25/2016 | Claimant(s): Brenda Woodmansee, Brenda K. Woodmansee IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Robert Smith, American General Securities Incorporated, Berthel, Fisher & Co Financial Svs., ProEquities.
Respondent Lawyers(s): Greg Curley, Heather R. Demyan, Stephen C. Jackson
Arbitrator(s): Daniel T. Hull, Rachel Kay Russell, Roslyn Barbee
Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
