20-02471 | 08/24/2022 | Claimant(s): Matthew Arbo Claimant Lawyers(s): Robert G. Heim Respondent(s): ProEquities. Respondent Lawyers(s): Stephen C. Jackson Arbitrator(s): Dallas Whitney Coffman, Richard W. Dissen, William Norton Hearing Site: Augusta, ME
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20-02971 | 06/21/2021 | Claimant(s): Jonathan Hlavac Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Proequities. Respondent Lawyers(s): Stephen C. Jackson Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH
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19-02711 | 08/14/2020 | Claimant(s): Edmond Van Dierendonk, Susanna Van Dierendonk, The Van Dierendonk Family Trust Claimant Lawyers(s): Jeffrey A. Feldman Respondent(s): Narinder Singh, Proequities. Respondent Lawyers(s): Narinder Kaur Singh, Stephen C. Jackson Arbitrator(s): Michael Kelley, John H. Fearnow, Floyd Gerry Hoffman Hearing Site: Phoenix, AZ
| | $391,153 |
17-00018 | 02/23/2018 | Claimant(s): Mamdoh Abas Claimant Lawyers(s): Darren S. Veracruz Respondent(s): Proequities. Respondent Lawyers(s): Stephen C. Jackson Arbitrator(s): W. Scott Bowersock, George Herman Frisch, Richard Lee Fausett Hearing Site: Los Angeles, CA
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15-01834 | 03/25/2016 | Claimant(s): Brenda Woodmansee, Brenda K. Woodmansee IRA Claimant Lawyers(s): Mark E. Maddox Respondent(s): Robert Smith, American General Securities Incorporated, Berthel, Fisher & Co Financial Svs., ProEquities. Respondent Lawyers(s): Greg Curley, Heather R. Demyan, Stephen C. Jackson Arbitrator(s): Daniel T. Hull, Rachel Kay Russell, Roslyn Barbee Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |