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FINRA Awards for Robert G. Heim

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0247108/24/2022Claimant(s): Matthew Arbo
Claimant Lawyers(s): Robert G. Heim
Respondent(s): ProEquities.
Respondent Lawyers(s): Stephen C. Jackson
Arbitrator(s): Dallas Whitney Coffman, Richard W. Dissen, William Norton
Hearing Site: Augusta, ME
17-0206202/11/2019Claimant(s): ING Capital Markets LLC
Claimant Lawyers(s): Joel S. Forman
Respondent(s): Terence Dolan, Benjamin & Jerold Brokerage I
Respondent Lawyers(s): Robert G. Heim
Arbitrator(s): Annamaria Boccia Smith, Stephanie Levinson Lee, Alan Robert Sacks
Hearing Site: New York, NY
Checkmark Icon$957,599
16-0184405/25/2017Claimant(s): Aspen Creek Partners
Claimant Lawyers(s): Eugene Mone
Respondent(s): VTB Capital Inc.
Respondent Lawyers(s): Robert G. Heim
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
Checkmark Icon$0

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