| 19-02374 | 03/07/2022 | Claimant(s): J. Leland Langston
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Donald N. Tolin, Thomas R. Bromberg, Julie Judith Lurman Joly
Hearing Site: Denver, CO
|  | Expungement |
| 19-02676 | 12/31/2021 | Claimant(s): Walter Converse
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Clifford Reid, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Tina E. Patterson, Dawn M. Antalik-Baker, Daniel F. Piar
Hearing Site: Charlotte, NC
| | Expungement |
| 19-01541 | 12/17/2021 | Claimant(s): Michael Fetzner
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Rudiger, Kelli Mezzatesta, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): James S. Parker, Jeffrey M. Bain, Clifford C. Rohde
Hearing Site: Buffalo, NY
| | $131,855 |
| 19-02993 | 12/16/2021 | Claimant(s): Mark Pflederer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Clifford Reid, Edward Rudiger, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Michael F. Jordan, Michele Braun, Pawan Bonner
Hearing Site: Chicago, IL
| | $0 |
| 19-02808 | 05/26/2021 | Claimant(s): Thomas Mayberry
Claimant Lawyers(s): Mitchell Markowitz
Respondent(s): Clifford Reid, Elvis Parkes, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
| | Expungement |
| 19-01025 | 03/12/2020 | Claimant(s): Anthony Lubrano
Claimant Lawyers(s): Joel S. Forman
Respondent(s): AXA Advisors
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 17-02062 | 02/11/2019 | Claimant(s): ING Capital Markets LLC
Claimant Lawyers(s): Joel S. Forman
Respondent(s): Terence Dolan, Benjamin & Jerold Brokerage I
Respondent Lawyers(s): Robert G. Heim
Arbitrator(s): Annamaria Boccia Smith, Stephanie Levinson Lee, Alan Robert Sacks
Hearing Site: New York, NY
| | $957,599 |
| 16-00796 | 07/20/2017 | Claimant(s): ING Financial Markets LLC
Claimant Lawyers(s): Joel S. Forman
Respondent(s): Benjamin & Jerold Brokerage I
Respondent Lawyers(s): Robert Heim
Arbitrator(s): Anthony Marchese, Evan T. Ignall, Thomas Hansen Boast
Hearing Site: New York, NY
| | |
| 10-05590 | 02/04/2014 | Claimant(s): Janette Athanassious, Nabil Athanassious
Claimant Lawyers(s): Eric Benink
Respondent(s): Marc Blot, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman, Timothy Feil
Arbitrator(s): Reed H. Bement, Urs Laeuchli, Daniel Martell
Hearing Site: San Francisco, CA
| | Expungement |
| 09-02798 | 09/23/2010 | Claimant(s): Julius Cantor
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Bradford Goldner, American Portfolios Financial Services,
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Brendan M. Murphy, Robert Stephen Burns
Hearing Site: Tampa, FL
| | Stipulated Award and Expungement |
