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FINRA Awards for James S. Parker

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0154112/17/2021Claimant(s): Michael Fetzner
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Rudiger, Kelli Mezzatesta, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): James S. Parker, Jeffrey M. Bain, Clifford C. Rohde
Hearing Site: Buffalo, NY
Checkmark Icon$131,855
17-0067206/07/2018Claimant(s): Kenneth A. Manning, Executor
Claimant Lawyers(s): David K Silverberg
Respondent(s): Michael Giokas, Giokas Wealth Advisors
Respondent Lawyers(s): Michael Giokas
Arbitrator(s): James S. Parker, Krista Gottlieb, Gary E Vickers
Hearing Site: Buffalo, NY
Checkmark Icon$80,768

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