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FINRA Awards for Gary E Vickers

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0382406/10/2020Claimant(s): Anthony Cipolla
Claimant Lawyers(s): Thomas A. Brown
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): James A. Joseph, Jeffry M. Bauer, Gary E Vickers
Hearing Site: Buffalo, NY
18-0145711/01/2019Claimant(s): Elizabeth Jachles
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): John C. Aten, William Joseph Caprathe, Gary E Vickers
Hearing Site: Buffalo, NY
Checkmark Icon$0
17-0067206/07/2018Claimant(s): Kenneth A. Manning, Executor
Claimant Lawyers(s): David K Silverberg
Respondent(s): Michael Giokas, Giokas Wealth Advisors
Respondent Lawyers(s): Michael Giokas
Arbitrator(s): James S. Parker, Krista Gottlieb, Gary E Vickers
Hearing Site: Buffalo, NY
Checkmark Icon$80,768

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