| 23-00715 | 08/16/2023 | Claimant(s): Hector Gongora
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Byron Crowe
Arbitrator(s): Anthony Marchese, Susan C Lushing, Evdokia Sofos
Hearing Site: New York, NY
| | |
| 22-01920 | 05/12/2023 | Claimant(s): Andrew Massaro
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Anthony Marchese, Susan Romano, Glenn Ravenell
Hearing Site: New York, NY
| | |
| 16-00796 | 07/20/2017 | Claimant(s): ING Financial Markets LLC
Claimant Lawyers(s): Joel S. Forman
Respondent(s): Benjamin & Jerold Brokerage I
Respondent Lawyers(s): Robert Heim
Arbitrator(s): Anthony Marchese, Evan T. Ignall, Thomas Hansen Boast
Hearing Site: New York, NY
| | |
| 11-04112 | 07/30/2013 | Claimant(s): Orin Wexler
Claimant Lawyers(s): David Hirschberg
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): Anthony Marchese, Harold I. Geringer, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | |
| 09-01757 | 05/24/2010 | Claimant(s): Julie Gerowitz
Claimant Lawyers(s): Charles R. Jacob
Respondent(s): Alan Ulan, Citigroup Global Markets., Michael Lee
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Anthony Marchese, Pamela H. Roderick, David R. Foley
Hearing Site: New York, NY
|  | $180,000 |
