| 11-04239 | 08/22/2013 | Claimant(s): Susan Moses, William Fand, Susan Moses IRA
Claimant Lawyers(s): Anthony James Eccleston
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Lauren R. Fox
Arbitrator(s): Harold I. Geringer, Paul S. Biederman, David J. Weisenfeld
Hearing Site: New York, NY
|  | $0 |
| 11-04112 | 07/30/2013 | Claimant(s): Orin Wexler
Claimant Lawyers(s): David Hirschberg
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): Anthony Marchese, Harold I. Geringer, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | |
| 11-04091 | 03/01/2013 | Claimant(s): Brian Redican, Bryan Glass, Jordon Havens
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): David Richan
Arbitrator(s): Harold I. Geringer, Adam M. Kauff
Hearing Site: New York, NY
| | |
| 11-00298 | 04/24/2012 | Claimant(s): Marshall Caro, Indii.com USE
Claimant Lawyers(s): Marshall Caro
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): William G. Binckes, Harold I. Geringer, Richard Bemporad
Hearing Site: New York, NY
| | $0 |
| 09-03087 | 12/29/2010 | Claimant(s): Marcus Ribka
Claimant Lawyers(s): Maryana A. Kodner
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Harold I. Geringer, Brian J. Burstin, Carole R. Bernstein
Hearing Site: New York, NY
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