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FINRA Awards for Faryan Andrew Afifi

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0409103/01/2013Claimant(s): Brian Redican, Bryan Glass, Jordon Havens
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): David Richan
Arbitrator(s): Harold I. Geringer, Adam M. Kauff
Hearing Site: New York, NY
09-0649209/06/2011Claimant(s): Amir Monsefi
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed
Hearing Site: Los Angeles, CA

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