| 15-00311 | 11/02/2015 | Claimant(s): Margaret Lucas
Claimant Lawyers(s): John R. Bobay
Respondent(s): Manning & Napier Investor Services.
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Helen Marinak Blohm, Debra Brothers Self, Philip Ho
Hearing Site: San Francisco, CA
|  | $0 |
| 13-02150 | 07/15/2015 | Claimant(s): Henry Mora, Lionel Gonzalez, Michele Lewis
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Thomas Fleming
Arbitrator(s): Jeffrey M. Allen, Debra Brothers Self, Byron L. Dare
Hearing Site: San Francisco, CA
| | $1,401,700 |
| 02-07270 | 11/18/2013 | Claimant(s): David Johnston
Claimant Lawyers(s): David Johnston
Respondent(s): Quest Capital Strategies.
Respondent Lawyers(s): Robert T. Lemen
Arbitrator(s): Debra Brothers Self
Hearing Site: Los Angeles, CA
| | |
| 11-02575 | 07/17/2012 | Claimant(s): Michael Higgins
Claimant Lawyers(s): Mannie Kalman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Debra Brothers Self, Richard Djokic, Kenneth Harry Combs
Hearing Site: Albuquerque, NM
| | |
| 09-06492 | 09/06/2011 | Claimant(s): Amir Monsefi
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 09-02990 | 05/17/2011 | Claimant(s): Sharon Metsch, Stephen Metsch
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Clifford Gamble, Linda Sechser, Scott Hultsman
Respondent Lawyers(s): Benjamin W. White, Linda Sechser, Scott Hultsman
Arbitrator(s): Arthur T. Berggren, Debra Brothers Self, Ara Kassabian
Hearing Site: Los Angeles, CA
| | $127,106 |
| 07-02111 | 02/06/2009 | Claimant(s): Paul Baiocchi
Claimant Lawyers(s): L.B. Chip Edleson
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Debra L. Fischer
Arbitrator(s): Laurent C. Vonderweidt, Dennis A. Torres, Debra Brothers Self
Hearing Site: Los Angeles, CA
| | |
