| 19-01560 | 01/21/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): James Shelburne
Respondent Lawyers(s): James Christopher Shelburne
Arbitrator(s): Barton J. Brewer, Kendall C. Reed, Aurelio A. Garcia
Hearing Site: Los Angeles, CA
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| 21-01403 | 12/28/2021 | Claimant(s): Nicholas Yrizarry
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Securities Service Network.
Respondent Lawyers(s): Records Custodian
Arbitrator(s): Erik R. Siering, Barton J. Brewer, Lawrence Craig Williams
Hearing Site: Los Angeles, CA
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| 11-00911 | 10/23/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Julianne L. Peck
Respondent(s): Barbara Horvath
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Michael G. Clark, Barton J. Brewer, David W. Dresnick
Hearing Site: Los Angeles, CA
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| 09-06492 | 09/06/2011 | Claimant(s): Amir Monsefi
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed
Hearing Site: Los Angeles, CA
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| 09-04660 | 05/24/2011 | Claimant(s): John and Roneale(Sue) Ports
Claimant Lawyers(s): John Ports
Respondent(s): Richard Clarke
Respondent Lawyers(s): Richard Lionel Clarke
Arbitrator(s): A. Joel Klein, Harris J. Howard, Barton J. Brewer
Hearing Site: Los Angeles, CA
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| 09-02749 | 03/12/2010 | Claimant(s): Michael Banayan
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Roberta Haft, Elizabeth A. Copley, Barton J. Brewer
Hearing Site: Los Angeles, CA
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| 08-02011 | 08/10/2009 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Ronald Rigsby
Respondent Lawyers(s): Ronald L. Rigsby
Arbitrator(s): Richard M. Leigh, Barton J. Brewer, James H. De Meules
Hearing Site: Los Angeles, CA
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| 06-05141 | 06/02/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lisett DiDonato-Young
Respondent Lawyers(s): Curtis Carlson
Arbitrator(s): Laurent C. Vonderweidt, Barton J. Brewer, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
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| 06-05370 | 10/11/2007 | Claimant(s): Richard Case
Claimant Lawyers(s): William Lindsley
Respondent(s): Wachovia Securities, Terry Chase
Respondent Lawyers(s): Eric M. Steinert, G. Thomas Fleming
Arbitrator(s): Bert Levy, Richard J. Stall, Barton J. Brewer
Hearing Site: Los Angeles, CA
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