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FINRA Awards for Richard Case

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0537010/11/2007Claimant(s): Richard Case
Claimant Lawyers(s): William Lindsley
Respondent(s): Wachovia Securities, Terry Chase
Respondent Lawyers(s): Eric M. Steinert, G. Thomas Fleming
Arbitrator(s): Bert Levy, Richard J. Stall, Barton J. Brewer
Hearing Site: Los Angeles, CA

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