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FINRA Awards for Bert Levy

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0187605/08/2009Claimant(s): Jean Ibrahim
Claimant Lawyers(s): Jean Ibrahim
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Bert Levy, Christine A. Page, Daniel David Kopman
Hearing Site: Los Angeles, CA
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07-0148708/04/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Arthur Castro
Respondent Lawyers(s): David L. Casterline
Arbitrator(s): Bert Levy, Basil Lewis, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
06-0537010/11/2007Claimant(s): Richard Case
Claimant Lawyers(s): William Lindsley
Respondent(s): Wachovia Securities, Terry Chase
Respondent Lawyers(s): Eric M. Steinert, G. Thomas Fleming
Arbitrator(s): Bert Levy, Richard J. Stall, Barton J. Brewer
Hearing Site: Los Angeles, CA

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