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FINRA Awards for Daniel David Kopman

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0224307/21/2021Claimant(s): Doris Chien, John Chien
Claimant Lawyers(s): John Y. Chien
Respondent(s): J.P. Morgan Securities, Jason Jensen, Tim Lippincott
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Joseph C. Watson, Daniel David Kopman, Howard Clark Posner
Hearing Site: Los Angeles, CA
Checkmark Icon$0
16-0364203/22/2018Claimant(s): Gitte Pedersen, Gene Barger's Body and Estate
Claimant Lawyers(s): Gitte Pedersen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Van Name
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Daniel David Kopman
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0344606/19/2013Claimant(s): Constantine Koukos, Morgan Stanley
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Mark Ellison Glover
Respondent Lawyers(s): Mark Ellison Glover
Arbitrator(s): Robert F. Saint-Aubin, Daniel David Kopman, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Expungement
11-0473501/31/2013Claimant(s): Flora Tisherman, Sanford Tisherman, Flora J. Tisherman IRA, Sanford A. Tisherman IRA
Claimant Lawyers(s): Glenn J. Campbell
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch & Co..
Respondent Lawyers(s): Spencer S. Persson
Arbitrator(s): Daniel David Kopman, Janice A. Salter, Stephen Laughlin Eddy
Hearing Site: Los Angeles, CA
Checkmark Icon$300
11-0150711/19/2012Claimant(s): Karen Gragirena, Melchor Gragirena
Claimant Lawyers(s): Howard B. Miller
Respondent(s): Catherine Card, Gabriel Woodward, Banc of America Investment Services Inc., Thomas Woodward
Respondent Lawyers(s): Kenneth C. Mennemeier
Arbitrator(s): Walter S. Weiss, Daniel David Kopman, George Frederick Garris
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0680709/24/2012Claimant(s): Richard Barrett
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Dorothy B. Strackbein, Nancy G. Harris, Daniel David Kopman
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
11-0062108/28/2012Claimant(s): Deborah Schwartz
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Thomas Kim, Broadhaven Capital Partners, Pritzker Company, The UNX Companies LLC, UNX LLC
Respondent Lawyers(s): Michael E. Grenert, Todd R. Wulffson
Arbitrator(s): Montgomery G. Griffin, Anita Rae Shapiro, Daniel David Kopman
Hearing Site: Los Angeles, CA
10-0050812/30/2011Claimant(s): Christiane Rocco, Michael Rocco
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co., Seidler Holdings., The Seidler Companies Incorporated
Respondent Lawyers(s): G. Thomas Fleming, Peter Brown Dolan
Arbitrator(s): Daniel David Kopman, Norman Michael Garland, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
11-0174110/24/2011Claimant(s): Larry Johnson and Elizabeith Johnson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Daniel David Kopman
Hearing Site: Birmingham, AL
Checkmark Icon$425
11-0102810/17/2011Claimant(s): Jason Guehl
Claimant Lawyers(s): Jason Robert Guehl
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Vaughn Thomas Hale, Joyce L. Hurley, Daniel David Kopman
Hearing Site: Los Angeles, CA

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