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FINRA Awards for Peter Van Name

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0364203/22/2018Claimant(s): Gitte Pedersen, Gene Barger's Body and Estate
Claimant Lawyers(s): Gitte Pedersen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Van Name
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Daniel David Kopman
Hearing Site: Los Angeles, CA
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