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FINRA Awards for Walter S. Weiss

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0193412/09/2013Claimant(s): Stacy Stripling, Love Investments, Matisse Investments
Claimant Lawyers(s): Stacy Stripling
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Walter S. Weiss, Elliott David Finkel, Olivia J. Valentine
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
11-0150711/19/2012Claimant(s): Karen Gragirena, Melchor Gragirena
Claimant Lawyers(s): Howard B. Miller
Respondent(s): Catherine Card, Gabriel Woodward, Banc of America Investment Services Inc., Thomas Woodward
Respondent Lawyers(s): Kenneth C. Mennemeier
Arbitrator(s): Walter S. Weiss, Daniel David Kopman, George Frederick Garris
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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