| 23-02786 | 10/28/2024 | Claimant(s): Linda Fontanes
Claimant Lawyers(s): Kerry Lawson Pedigo
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Joseph C. Roberts, Peter H. Daly, James John Jurinski
Hearing Site: Boise, ID
|  | $0 |
| 23-02939 | 10/25/2024 | Claimant(s): Michael Fordham
Claimant Lawyers(s): Gordon C. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Roberta Haft, Olivia J. Valentine, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
| | |
| 21-02354 | 06/09/2023 | Claimant(s): Reid Nagle Revocable Trust
Claimant Lawyers(s): John Fialcowitz
Respondent(s): Charles Schwab & Co.., Rockingstone Advisors
Respondent Lawyers(s): Gordon C. Young, John Fialcowitz
Arbitrator(s): Ellen J. Abrams, Carl Henry Perdue, Mark E. English
Hearing Site: Boca Raton, FL
| | $0 |
| 20-02864 | 02/07/2023 | Claimant(s): Dominic Ismert, Ismert, OBO his DSGND Benefit Plan/TOD
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Henry R Cox, Lawrence R. Maxwell, Nancy S. Brown
Hearing Site: Kansas City, MO
| | $144,425 |
| 21-02261 | 02/06/2023 | Claimant(s): Rahim Jiwa
Claimant Lawyers(s): Ryan Cook
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Jacqueline R. Fox, Denise Ereka Peterson, Vincent Vereen
Hearing Site: Houston, TX
| | Expungement |
| 17-01858 | 02/11/2019 | Claimant(s): Virgil Threlkeld
Claimant Lawyers(s): Gordon C. Young
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
| | |
| 15-01969 | 04/06/2016 | Claimant(s): V. Threlkeld
Claimant Lawyers(s): Gordon C. Young
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Gabriel Z. Reynoso
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | |
| 13-02888 | 03/25/2015 | Claimant(s): Leslie Kraynak, Robert Kraynak, Leslie A. Kraynak IRA, Robert C. Kraynak IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Mark S. Priver, Steven A. Wawra, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 11-01934 | 12/09/2013 | Claimant(s): Stacy Stripling, Love Investments, Matisse Investments
Claimant Lawyers(s): Stacy Stripling
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Walter S. Weiss, Elliott David Finkel, Olivia J. Valentine
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-01349 | 04/23/2013 | Claimant(s): John Dee Coons
Claimant Lawyers(s): John Dee Coons
Respondent(s): Wells Fargo Advisors, Marie Lokmanyan, William Zurn
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Robert S. Fash, Robert B. Hansohn, Joseph L. Hagan
Hearing Site: Los Angeles, CA
| | $0 |
