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FINRA Awards for Denise Ereka Peterson

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0226102/06/2023Claimant(s): Rahim Jiwa
Claimant Lawyers(s): Ryan Cook
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Jacqueline R. Fox, Denise Ereka Peterson, Vincent Vereen
Hearing Site: Houston, TX
Checkmark IconExpungement
20-0284306/30/2022Claimant(s): Johnny Walker
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Alan M. Holzberg, Shannon Lyn Mays, Denise Ereka Peterson
Hearing Site: Houston, TX
Checkmark Icon$1,232,770
19-0335603/12/2021Claimant(s): Eugenio Sanchez, Gloria Nunez de Landavazo, Humberto Peniche, Jessica Sordo, Lorenia Bustamante-Ibarra, Pablo Hernandez, Salvador Garcia-Ledesma, Elden LTD
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Allan R. Lazor, Joshua Charles Nelson-Archer, Denise Ereka Peterson
Hearing Site: Houston, TX
Checkmark Icon$750

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