| 23-01092 | 10/18/2024 | Claimant(s): Dale Duchscherer
Claimant Lawyers(s): Brandon Dei
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Steven A. Harris, Michael S. Lazan, Cheung David Chhieng
Hearing Site: New York, NY
|  | $0 |
| 21-02697 | 04/04/2023 | Claimant(s): Denny Gamble
Claimant Lawyers(s): Grace A. Van Hancock
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Allan R. Lazor, Chris W. Surprenant, Mary Audiffred
Hearing Site: New Orleans, LA
| | Expungement |
| 20-02843 | 06/30/2022 | Claimant(s): Johnny Walker
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Alan M. Holzberg, Shannon Lyn Mays, Denise Ereka Peterson
Hearing Site: Houston, TX
| | $1,232,770 |
| 19-02809 | 05/10/2022 | Claimant(s): William Metheny
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Michael J. Meeusen, Joshua Eric Lubatkin, Christopher Allen
Hearing Site: St. Louis, MO
| | Expungement |
| 20-02269 | 01/29/2021 | Claimant(s): Liam Glynn
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Joseph C. Cascarelli
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | $0 |
| 20-00285 | 10/05/2020 | Claimant(s): Charles Collins
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): John Marky, Network 1 Financial Securities Inc.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Frank E. Wolf
Hearing Site: Charlotte, NC
| | $300 |
| 18-00314 | 02/25/2020 | Claimant(s): Bonwick Capital Partners
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Boustead Securities, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Gerry J. Kowalski, Jeffrey K. Compton
Arbitrator(s): Howard L. Haykin, Paul George Huck, David Spencer
Hearing Site: New York, NY
| | |
| 18-03033 | 10/18/2019 | Claimant(s): Paul Leyder
Claimant Lawyers(s): Darryl Bouganim
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Richard W. Vallario, Fred S. Pieroni, Francis Carling
Hearing Site: New York, NY
| | $270,329 |
| 18-02714 | 09/06/2019 | Claimant(s): Andrew Jones
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Patrick Teutonico, Wesley Clinton, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Scott A. Schweber, Brandt Leonard Ross, George Pinckney Shingler
Hearing Site: Atlanta, GA
| | $276,744 |
| 16-03163 | 01/19/2018 | Claimant(s): Eileen Hrzich, James Hrzich
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Alice E. Winkler, Annamaria Boccia Smith, John Michael Richardson
Hearing Site: New York, NY
| | $0 |
