18-04341 | 11/23/2021 | Claimant(s): Donna Benabou, Raphael Benabou Claimant Lawyers(s): Raphael Benabou Respondent(s): Ameriprise Financial Services, James Korzik, Robert Korzik Respondent Lawyers(s): Kevin Galbraith, Sydney H. Crowder Arbitrator(s): Francis Carling Hearing Site: New York, NY
| | $0 |
18-03696 | 09/20/2021 | Claimant(s): Jay Fagan, Sandra Fagan Claimant Lawyers(s): Richard D. De Vita Respondent(s): Morgan Stanley Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Howard J. Stiefel, Francis Carling, Richard Lee Mansdoerfer Hearing Site: New York, NY
| | Expungement |
19-00200 | 02/06/2020 | Claimant(s): Christopher Moran Claimant Lawyers(s): Edward Cerasia Respondent(s): Phillip Michals, Raffaele Gambardella, Robert Eide, Aegis Capital Corp. Respondent Lawyers(s): Chris Lazarini, Iciss Tillise Arbitrator(s): Francis Carling, Michael Davies, Elise I. Strauss Hearing Site: New York, NY
| | |
18-03033 | 10/18/2019 | Claimant(s): Paul Leyder Claimant Lawyers(s): Darryl Bouganim Respondent(s): Network 1 Financial Securities Inc. Respondent Lawyers(s): Martin P. Unger Arbitrator(s): Richard W. Vallario, Fred S. Pieroni, Francis Carling Hearing Site: New York, NY
| | $270,329 |