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FINRA Awards for Raffaele Gambardella

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0020002/06/2020Claimant(s): Christopher Moran
Claimant Lawyers(s): Edward Cerasia
Respondent(s): Phillip Michals, Raffaele Gambardella, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Chris Lazarini, Iciss Tillise
Arbitrator(s): Francis Carling, Michael Davies, Elise I. Strauss
Hearing Site: New York, NY
11-0104211/16/2011Claimant(s): Raffaele Gambardella
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Sebastian Bongiovanni
Respondent Lawyers(s): Sebastian G. Bongiovanni
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY

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