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FINRA Awards for OBO his DSGND Benefit Plan/TOD

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0286402/07/2023Claimant(s): Dominic Ismert, Ismert, OBO his DSGND Benefit Plan/TOD
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Henry R Cox, Lawrence R. Maxwell, Nancy S. Brown
Hearing Site: Kansas City, MO
Checkmark Icon$144,425

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