23-02786 | 10/28/2024 | Claimant(s): Linda Fontanes Claimant Lawyers(s): Kerry Lawson Pedigo Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Joseph C. Roberts, Peter H. Daly, James John Jurinski Hearing Site: Boise, ID
| | $0 |
23-02105 | 11/02/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Haley Morrison Respondent(s): Joseph Di Peri Respondent Lawyers(s): Joseph J Di Peri Arbitrator(s): Joseph C. Roberts Hearing Site: Portland, OR
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21-02227 | 11/22/2022 | Claimant(s): Erin Reeve Claimant Lawyers(s): Isaac Ruiz Respondent(s): Kevin Skogen, Mainspring Wealth Advisors LLC Respondent Lawyers(s): Lisanne M. Butterfield Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, Timothy Cooke Vail Hearing Site: Seattle, WA
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21-00877 | 05/12/2022 | Claimant(s): Emily Thompson Claimant Lawyers(s): Daniel P. Thompson. Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA
| | Expungement |
19-03839 | 02/02/2022 | Claimant(s): David Petterson, Lannie Devin, Larry Marple, Michael Shain, Richard Dawalt, Robert Lowman, Robert Reichle, Willard Grummert, Marilyn A. Martinson, Walter Walker Investment Co. Ltd. Claimant Lawyers(s): Daniel D'Costa Respondent(s): Carmine Berardi, Daniel Marsillo, Michael Leahy, Philip Sparacino Respondent Lawyers(s): Carmine Anthony Berardi, Daniel Joseph Marsillo, Michael Leahy, Philip Joseph Sparacino Arbitrator(s): Joseph C. Roberts, Steven Phillip Caplow, Christopher Keay Hearing Site: Seattle, WA
| | $2,868,580 |
21-01416 | 01/06/2022 | Claimant(s): Justin Vaccaro Claimant Lawyers(s): Brian Luther Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Joseph C. Roberts Hearing Site: Portland, OR
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20-01987 | 08/25/2021 | Claimant(s): Karin Von Burg Claimant Lawyers(s): Mark A. Tepper Respondent(s): Calton & Associates. Respondent Lawyers(s): Lloyd R. Schwed Arbitrator(s): Joseph C. Roberts, Laurel Littman Gothelf, Gary H. Kahn Hearing Site: San Francisco, CA
| | $0 |
20-03420 | 05/12/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Jameson Shin Respondent Lawyers(s): Jameson Jee Won Shin Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA
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19-02515 | 05/27/2020 | Claimant(s): Heather Lewis Claimant Lawyers(s): Trent M Latta Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Joseph C. Roberts, Robert E. Meston, Kenneth James Pedersen Hearing Site: Seattle, WA
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19-03204 | 03/18/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Christopher Canorro Respondent Lawyers(s): Christopher Paul Canorro Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA
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