| 19-02515 | 05/27/2020 | Claimant(s): Heather Lewis
Claimant Lawyers(s): Trent M Latta
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Joseph C. Roberts, Robert E. Meston, Kenneth James Pedersen
Hearing Site: Seattle, WA
| | |
| 19-01534 | 12/13/2019 | Claimant(s): Jason Trichler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Seattle, WA
| | |
| 16-00570 | 05/11/2017 | Claimant(s): Paul Brown
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Joseph C. Roberts, Clydia Jean Cuykendall, Kenneth James Pedersen
Hearing Site: Seattle, WA
|  | Expungement |
| 15-02424 | 04/13/2016 | Claimant(s): Christy Gatien
Claimant Lawyers(s): Julie T. Burrow
Respondent(s): Peggy Fowler
Respondent Lawyers(s): Peggy Fowler
Arbitrator(s): Michael Lancaster Garcia, Frederick B. Mueller, Kenneth James Pedersen
Hearing Site: Seattle, WA
| | Expungement |
| 14-01059 | 07/17/2015 | Claimant(s): Sharon Graham Bingham 2007 Trust
Claimant Lawyers(s): Rick J Wathen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Lawrence R. Cock
Arbitrator(s): James A. Bishop, Linda I. Thomas, Kenneth James Pedersen
Hearing Site: Seattle, WA
| | $0 |
