| 24-01758 | 11/19/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Meredith Webber
Respondent Lawyers(s): Meredith Archer Webber
Arbitrator(s): Thomas M. Madden
Hearing Site: Albany, NY
| | |
| 23-03425 | 07/26/2024 | Claimant(s): Michael Bond
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W Erb
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 23-02195 | 03/13/2024 | Claimant(s): Sarah Dodd
Claimant Lawyers(s): Sarah Brooke Dodd
Respondent(s): Bobby Brown, Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Maryanne M. Esser, Janet M. Thompson, Heath O. Lauseng
Hearing Site: Little Rock, AR
| | |
| 22-02412 | 05/18/2023 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): DeVere Dudley
Respondent Lawyers(s): DeVere Scott Dudley
Arbitrator(s): James F. Zotter
Hearing Site: Seattle, WA
| | |
| 21-00944 | 03/22/2023 | Claimant(s): Estate of Dennis Ponnock, Dennis Ponnock Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Edward Fernberger, Raymond, James & Associates.
Respondent Lawyers(s): Bruce W. Barnes, Laura T. Ruiz Rivera
Arbitrator(s): Monica I. Salis, Steven Gerard Goerke, Laura C Myers
Hearing Site: Boca Raton, FL
|  | Expungement |
| 22-00484 | 12/14/2022 | Claimant(s): Michael Salemy
Claimant Lawyers(s): Zachary Morse
Respondent(s): Carillon Fund Distributors.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
| | |
| 22-00304 | 06/23/2022 | Claimant(s): Gregory Kruse
Claimant Lawyers(s): Gregory Kruse
Respondent(s): Paul Price
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | $0 |
| 21-02148 | 03/02/2022 | Claimant(s): Lisa Hanline
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
| | |
| 21-01553 | 02/07/2022 | Claimant(s): Justin Vaccaro
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Elwood C. Avery
Hearing Site: Portland, OR
| | |
| 21-01416 | 01/06/2022 | Claimant(s): Justin Vaccaro
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Joseph C. Roberts
Hearing Site: Portland, OR
| | |
