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FINRA Awards for USAA Investment Services Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0342507/26/2024Claimant(s): Michael Bond
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W Erb
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
20-0193411/25/2022Claimant(s): Jack Thomas
Claimant Lawyers(s): W. D. Masterson
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W. Erb
Arbitrator(s): James W. Kerr, John Kenneth Popham, Brian Patrick Ashley
Hearing Site: Dallas, TX
20-0099810/07/2021Claimant(s): Andrew Miller, Kory Lee
Claimant Lawyers(s): Jonah A Toleno
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): Sarah E. Moffett
Arbitrator(s): Joe E. Manuel
Hearing Site: Atlanta, GA

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