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FINRA Awards for Sarah E. Moffett

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0099810/07/2021Claimant(s): Andrew Miller, Kory Lee
Claimant Lawyers(s): Jonah A Toleno
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): Sarah E. Moffett
Arbitrator(s): Joe E. Manuel
Hearing Site: Atlanta, GA
19-0104812/31/2020Claimant(s): Dillon Pacholek
Claimant Lawyers(s): Cody L. Towns
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah E. Moffett
Arbitrator(s): Karen Roberts Washington, Phyllis Sandra Hill, Alonso Buitron
Hearing Site: Dallas, TX

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