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FINRA Awards for Andrew Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0196703/29/2022Claimant(s): Andrew Miller, Karl Schlabach
Claimant Lawyers(s): Brian Luther
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Mark E. Elsener
Arbitrator(s): Gary B. Deutsch
Hearing Site: Cleveland, OH
20-0099810/07/2021Claimant(s): Andrew Miller, Kory Lee
Claimant Lawyers(s): Jonah A Toleno
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): Sarah E. Moffett
Arbitrator(s): Joe E. Manuel
Hearing Site: Atlanta, GA
11-0392903/04/2014Claimant(s): Andrew Miller
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Gary M. Landau, Kathy N. Novick
Hearing Site: Ft. Lauderdale, FL

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