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FINRA Awards for Mark E. Elsener

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0196703/29/2022Claimant(s): Andrew Miller, Karl Schlabach
Claimant Lawyers(s): Brian Luther
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Mark E. Elsener
Arbitrator(s): Gary B. Deutsch
Hearing Site: Cleveland, OH
20-0242005/04/2021Claimant(s): Tim Hakes
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Mark E. Elsener
Arbitrator(s): Brett Coonrod
Hearing Site: Kansas City, MO
18-0185411/14/2018Claimant(s): Richard Wesselt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The O.N. Equity Sales Company
Respondent Lawyers(s): Mark E. Elsener
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
16-0315908/25/2017Claimant(s): Jeffrey Thoele
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Next Financial Group., The O.N. Equity Sales Company, Walnut Street Securities.
Respondent Lawyers(s): Jeremy Carr, John Unger, Mark E. Elsener
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN

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