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FINRA Awards for The O.N Equity Sales Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0196703/29/2022Claimant(s): Andrew Miller, Karl Schlabach
Claimant Lawyers(s): Brian Luther
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Mark E. Elsener
Arbitrator(s): Gary B. Deutsch
Hearing Site: Cleveland, OH
20-0242005/04/2021Claimant(s): Tim Hakes
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Mark E. Elsener
Arbitrator(s): Brett Coonrod
Hearing Site: Kansas City, MO
20-0242604/30/2021Claimant(s): Scott Colangelo
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Jennifer Rockel
Arbitrator(s): Bill Lamoreaux
Hearing Site: Kansas City, MO

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