| 23-00027 | 04/12/2024 | Claimant(s): McNaught Family Irrevocable Trust, Sharon Coan, Trustee
Claimant Lawyers(s): R. Sean McDonald
Respondent(s): Chad Carroll, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
|  | Expungement |
| 23-01544 | 03/15/2024 | Claimant(s): Kerry Norwood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VALIC Financial Advisors.
Respondent Lawyers(s): Kathryn D. Perrault
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
| | |
| 23-01694 | 12/07/2023 | Claimant(s): Russell Samples
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
| | |
| 20-01934 | 11/25/2022 | Claimant(s): Jack Thomas
Claimant Lawyers(s): W. D. Masterson
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W. Erb
Arbitrator(s): James W. Kerr, John Kenneth Popham, Brian Patrick Ashley
Hearing Site: Dallas, TX
| | |
| 21-01984 | 10/14/2022 | Claimant(s): Alice Sundberg
Claimant Lawyers(s): W. D. Masterson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher S. Koller
Arbitrator(s): John Kenneth Popham, James Ellis, John Martin Lynch
Hearing Site: Dallas, TX
| | |
| 19-02790 | 10/04/2021 | Claimant(s): Bryan Bernard
Claimant Lawyers(s): Michael L. Forman
Respondent(s): Douglas Williams, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
| | $0 |
| 16-02150 | 06/26/2018 | Claimant(s): Lynne Hoseck, Hoseck Investments LLC, The Hoseck Corporation, Estate of Ralph Hoseck, The Hoseck Family Trust No. 1
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Mark Plummer, Texas E&P Partners.
Respondent Lawyers(s): Mark Plummer
Arbitrator(s): G. Maynard Green, Edward J. Lynch, John Kenneth Popham
Hearing Site: Dallas, TX
| | $345,000 |
