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FINRA Awards for Kathryn D. Perrault

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0154403/15/2024Claimant(s): Kerry Norwood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VALIC Financial Advisors.
Respondent Lawyers(s): Kathryn D. Perrault
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
20-0321203/01/2021Claimant(s): Debra Stokes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perrault
Arbitrator(s): Selma Moy
Hearing Site: New York, NY

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