Potomac Analytics' Logo

FINRA Awards for Crowell

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0458511/16/2012Claimant(s): Howard Snyder, Karen Snyder
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Arthur F. Brueggeman, James M. Goldberg, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
10-0485103/01/2012Claimant(s): Susan Jenkins
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Crowell, Weedon & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Robert J. Ruben
Hearing Site: Los Angeles, CA
Checkmark Icon$35,513
10-0050812/30/2011Claimant(s): Christiane Rocco, Michael Rocco
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co., Seidler Holdings., The Seidler Companies Incorporated
Respondent Lawyers(s): G. Thomas Fleming, Peter Brown Dolan
Arbitrator(s): Daniel David Kopman, Norman Michael Garland, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
10-0248104/11/2011Claimant(s): Patricia Plesh
Claimant Lawyers(s): Patricia J. Plesh
Respondent(s): Citigroup Global Markets., Jay Oldham, Royal Alliance Associates., Lawrence Ruderman, Lloyd Graham, Philip King, Crowell, Weedon & Co., King Financial Services.
Respondent Lawyers(s): Barry M. Vrevich, Bernard B. Kornmehl, Elizabeth Lowery, Lloyd William Graham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
10-0269102/15/2011Claimant(s): Ellen Feduniw, Estate of Edward J. Feduniw, The Feduniw Family Trust of 2005 UDT dtd
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Crowell, Weedon & Co.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Alan Stamm, Larry Haugaard, Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
07-0193302/07/2008Claimant(s): Robert L. Kellogg & Evelyn Lea Kellogg,
Claimant Lawyers(s): Robert L Kellogg
Respondent(s): Crowell, Weedon & Co.
Respondent Lawyers(s): James R. Kruger
Arbitrator(s): Maureen Power Wilkerson
Hearing Site: Washington, DC
Checkmark Icon$12,213

6 Results

Display: